Position Overview
KEY ACCOUNTABILITIES :
Provide direct advice, service, and guidance on mutual funds and other wealth related disciplines and work with the entire Wealth Foundations team to manage that book of business.
Responsible for ensuring all regulatory requirements are met including (but not limited to) client meeting frequency, KYP, and KYC and operating within the guidance of ACU expectations for compliance and product shelf.
Proactively develops and contributes to the team portfolio of member relationships, assesses and anticipates individual member needs to maximize member relationships; develops a portfolio and contact management plan; conducts regular portfolio reviews with the member.
Responsible for assisting members in clarifying their individual financial goals and objectives in both their short-term and long-term perspective by assessing risk tolerance levels, analyzing financial information, and delivering solutions.
Respons...