Senior Vice President of Compliance

About the Company

Public-markets asset management firm ensuring regulatory excellence and compliance leadership in a hybrid environment.

Industry
Investment Management

Type
Privately Held

About the Role

The Company is seeking a Senior Vice President of Compliance to drive and lead compliance efforts, ensuring regulatory excellence and adherence to SEC regulations and industry standards. The successful candidate will be responsible for designing and implementing compliance programs, policies, and procedures that are tailored to the firm's operational needs. This role involves close collaboration with investment and management teams to support regulatory and operational compliance requirements, overseeing regulatory filings, and conducting compliance training to foster a culture of compliance. Additionally, the SVP will support governance an...