Position Overview
VP-SA, Unit Legal & Compliance Representative, Cards and Unsecured Loans-(WD82336)
CUL ULCR (Unit Legal & Compliance Representative) / Credit Card & Unsecured Lending
External Regulatory & Compliance (FSC/Bank Bureau /Bank Association….) official letter contact windowRegulator Official letter / Survey follow-upRegular Official letter Survey collect and reply (monthly/quarterly)New / Update Regulation delivery and follow-up monitoringMonthly Legal/Regulatory Report reportingInternal Policy follow upInternal policy survey collecting and reply. (IPT、G&E…) To ensure department has complied with.SOPs review and controlFair dealing of customers principal assessment.Regulatory Required License & Training (RRLT) Annual ReviewDOA Annual Review for TW CBG Delegation of Authority (DOA) Delegation of Authority detail tableMonthly case sharing within department for Internal Policy、Regulator P...