Job Summary

The Communications Surveillance Program is designed to detect potential market misconduct, such as market manipulation, disclosure of material non‑public information, and the disclosure of false or misleading information that induces transactions. As a Compliance Surveillance Analyst, you will review electronic and voice communication alerts for identified in‑scope employees, detect potential violations, and manage escalation and case closure with the appropriate control partners.

Key Responsibilities

• Assist in maintaining an up‑to‑date book of work, ensuring accurate tracking of deliverables, key decisions, meeting minutes and other relevant documents for the Surveillance Optimisation team. Regularly interact with the Surveillance Governance team to keep updates flowing through the relevant governance forums of the programme.
• Support the BAU processes for Communications Surveillance:
  • Generate and analyse reports. ...