Position Overview
JOB PURPOSE
To ensure that the activities and businesses of FAB Private Bank (Suisse) SA are carried out in accordance with local rules and regulations, applicable international standards and internal policies, and to support the Head of Compliance on all compliance matters, assessments and projects related to market conduct, client suitability, investment‑related compliance, AML, transaction monitoring and cross‑border risks.
KEY ACCOUNTABILITIES
- Ensure consistent second‑line oversight of market conduct, suitability, investment activity and financial crime risks.
- Contribute to the effective implementation and ongoing enhancement of the Bank’s compliance framework in Switzerland.
- Act as a reliable point of escalation for complex or sensitive compliance matters.
Job Context
Market Conduct, Suitability & Investment Compliance (Primary Focus)
- Act as a senior compliance reference for marke...