Accelerate your career as a Senior Compliance Officer at CIBC in Toronto. Oversee compliance in asset management, investments, and trade operations within a hybrid work model.
Join CIBC's Commercial Banking and Wealth Management Compliance team. You will provide oversight on regulatory compliance for investment activities at CIBC Asset Management Inc. Your role includes advising on adherence to laws and corporate policies, as well as offering proactive compliance support and executing regulatory testing.
Key Responsibilities:
• Oversee compliance with Canadian securities regulations
• Advise on regulatory adherence and corporate policy alignment
• Conduct annual compliance reviews and prepare reports
• Identify risk control gaps and propose solutions
• Foster relationships with business units to protect clients
Requirements:
• Experience in compliance or risk management
• Bachelor’s Degree in relevant field
• Knowledge of Canadian regulatory environment...