Position Overview
Senior Associate/AVP, Business Management Office (Equity Institutional Sales), Global Financial Markets-(WD82412)
1. Client Servicing Support
Conduct AML/Due Diligence checks for new customers and during periodic/ trigger review.Co-ordinate with BU & Backoffice to support account opening and related onboarding activities.Manage account documentation & static data updates, ensuring customer records are accurate and complete.Monitor customer status & form validity (For eg AI, W8BEN) and track required updatesReview alerts and STR notification to ensure compliance with regulatory requirements.2. Product Onboarding & Business Management Support tasks
Support the onboarding of new equity products by coordinating with Business Units, Back Office, and relevant stakeholders to ensure product readiness as part of the NPA process. This includes participation in UAT testing activities before products go live in trading sys...