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⏰ Full-time

Senior Associate, Regulatory Compliance

IQ-EQ
Location 📍 Hong Kong, Hong Kong
Posted 📅 June 24, 2026
Work Type ⏰ Full-time

Position Overview

Job Description

Responsibilities (how we will measure success)

We are seeking a highly skilled Senior Associate to join our team for the provision of compliance consultancy services to clients. The ideal candidate will have a strong background in regulatory compliance, AML, Financial Resource Rules (“FRR”) and exceptional client-facing abilities. This role involves providing comprehensive compliance advisory services to clients regulated by the Securities and Futures Commission (SFC) and addressing complex compliance issues.

Tasks (what does the role do on a day-to-day basis)

  • Client Management: Serve as the primary point of contact for clients, delivering compliance consultancy services to SFC-regulated financial institutions.
  • Compliance Support: Efficiently handle client compliance inquiries and provide timely responses to ensure client satisfaction and compliance with regulations.
  • Research and Advisory: Conduct ...
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    Job Details

    Employment Type
    Full-time
    📊
    Category
    Business Operations Specialists
    🏠
    Work Arrangement
    On-site
    📍
    Location
    Hong Kong, Hong Kong