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⏰ Full-time

Senior Associate - Compliance Officer

TIAA
Location 📍 Mumbai, India
Posted 📅 June 02, 2026
Work Type ⏰ Full-time

Position Overview

**Key Responsibilities and Duties**

Core Daily Equity Ownership Monitoring Responsibilities:

+ Monitor and analyze enterprise-wide equity positions.
+ Maintain daily reports and applications to monitor reportable positions.
+ Determine holdings database data integrity and interface with IT and data management as necessary to resolve data issues.
+ Document and monitor data exceptions.
+ Gather data to prepare Ad Hoc Non-U.S. Large Shareholder disclosures.
+ Monitor affiliate intra-day trading activity in reportable securities.
+ Monitor and update daily UK and Irish Takeover Panel Disclosure Lists and associated daily trading.
+ Conduct analyses on issuer poison pills, regulated industries and state statutes.
+ Develop and maintain various holdings data spreadsheets and present to leadership for internal review.
+ Review holdings on restriction/limited capacity reports.
+ Assist leadership with special projects.
+ Gather data to provid...

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Job Details

Employment Type
Full-time
📊
Category
other-general
🏠
Work Arrangement
On-site
📍
Location
Mumbai, India