Job Responsibilities:
Advise portfolio of clients in the financial services industry on ongoing regulatory obligations under the applicable regulations Prepare and submit regulatory filings, returns, and notifications Develop and review regulatory compliance frameworks, registers, policies and procedures Conduct reviews of business processes and internal controls to identify gaps, assess risks, and recommend remediation measures Liaise with regulatory authorities and external auditors on compliance-related matters Translate regulatory rules and guidance into pragmatic, fit-for-purpose solutions for clients Monitor regulatory developments and provide actionable advisory on their impact to clients' business operations and compliance frameworks Support and execute ad hoc projects, including regulatory mock inspections and AML/CFT due diligence reviews Assist in the development and delivery of compliance training programmes for clients Undertake other ad-hoc regulatory and compliance pr...