Purpose

The Senior Analyst, GBM Internal Control Governance & Controls executes upon key controls and processes that contribute to GBM Internal Control’s ability to effectively monitor for, and manage, a variety of risks. The position will require a great deal of collaboration with global stakeholders and colleagues both across Internal Control and the business lines.

Accountabilities

• Execute upon a number of periodic (daily / weekly / monthly / annual) controls and processes that have both regional and general reach and applicability
• Execute supervisory support and initial review of the applicability and monitoring of Securities and Exchange Commission (SEC) Regulation of Short Sales and FINRA Rule 3110 for CFTS/SEC/FINRA AP’s eligible to WFH
• Publish output / results - inclusive of any breaks and outliers - to key stakeholders as required by the control/process in question
• Collaborate closely with regional and global partn...