Opportunity

You will provide surveillance to RBC Capital Markets, Global Asset Management and Wealth Management, and Transaction Banking and Treasury Services. You will support the delivery of core elements of the Compliance and Surveillance Program as it relates to communications on a timely and consistent basis and in accordance with this mandate and agreed goals/objectives.

Working Hours & Region

Working hours: 9:00 AM – 6:00 PM (Malaysia time zone)

Supporting region: Canada (CA)

Responsibilities

• Following and revising procedures for conducting monitoring and surveillance activities relevant to the business unit.
• Perform first level and second level reviews or flagged communications to identify potential compliance breaches.
• Conduct monitoring and surveillance activities relevant to the business unit.
• Identify potential areas of compliance vulnerability and risk; develop corrective action plans for...