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⏰ Full-time

Regulatory Reporting Associate

TP ICAP
Location 📍 United States, United States
Posted 📅 June 16, 2026
Work Type ⏰ Full-time

Position Overview

Role Overview

The Regulatory Reporting Associate will be part of the Operational Controls team performing various reconciliations and ensuring accuracy of books and records.

Role Responsibilities

  • Perform daily/monthly transaction reporting reconciliation

  • Coordinate with Settlements & Compliance to ensure all exceptions are classified & closed in a timely manner

  • Identify recurring themes within the daily exceptions & escalate these issues to management for review, when necessary.

  • Perform various BAU tasks directly related to transaction/regulatory reporting operations

  • Create & maintain a book of reports & metrics

  • Cross train & assist the Operational Controls (OpsRec) team with BAU tasks such as P&L Reporting & reconciliation

  • Pro-active participation and coordination of all audit requests (internal & external). Participate in walk throughs and deliver a...

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    Job Details

    Employment Type
    Full-time
    📊
    Category
    Business Operations Specialists
    🏠
    Work Arrangement
    On-site
    📍
    Location
    United States, United States