Role Purpose

The Assistant Manager – Regulatory Compliance supports the Head of Regulatory Compliance in ensuring the Bank’s full adherence to all regulatory requirements outside of Financial Crime Compliance (i.e. excluding AML, KYC, CTF, and Sanctions).

The role is responsible for delivering regulatory assurance across the Bank through structured assessments, regulatory monitoring, stakeholder engagement, and governance reporting. This includes managing CBUAE-related assessments via the Regulatory Management System (RMS), identifying regulatory gaps, tracking breaches, and supporting regulatory communications and inspections.

Key Responsibilities

Regulatory Assurance & Assessments

• Conduct recurring regulatory compliance assessments via the RMS in line with defined assessment schedules.
• Review assessment responses and supporting evidence to identify gaps, non-compliance, and control weaknesses.
• Track, elevat...