Responsibilities

• To review and ensure the sales process for 3rd party products are conducted according to internal guidelines and MAS regulations.
• Client onboarding (Client Risk Scoring, and Name Screening) and to document the rationale/ investigation findings
• Complete background checks and prepare case file (including corroboration against internal thresholds) for review by 2nd line as required.
• Corroborate Source of Funds (SOF) and Source of Wealth (SOW) for High-Risk Customers (HRC) for recommendation and approval.
• Coordinate between business units and Compliance department for AML matters.
• To support PFA Operations and IT on daily BAU matters, besides the above as requested by the HOD.

Qualifications

• A diploma or degree in business administration/management and/or professional life insurance qualification.
• Certification in Lean Six Sigma is an added advantage.