Step into the role of Managing Director for Capital Markets Compliance, leading regulatory oversight and compliance strategies. Foster alignment across various compliance pillars.
In this pivotal role as Managing Director, you will oversee the Capital Markets Compliance team and drive initiatives to strengthen our regulatory framework. You will work with a strong focus on developing effective compliance policies and directly engaging with regulatory bodies. Candidates must possess significant capital markets expertise and 10 years of relevant experience in compliance.
Key Responsibilities:
• Manage the second line compliance team effectively
• Lead strategy development for the Global Control Room
• Interface with regulators on compliance matters
• Alert management to regulatory impacts and developments
• Ensure effectiveness of compliance policies and procedures
Requirements:
• Bachelor’s degree; advanced degree preferred
• 10+ years related experience in ...