Become a vital part of ivari's team as a Compliance Testing Manager, focusing on compliance controls and quality assurance. This role entails conducting compliance reviews within an inclusive work environment.
As a Compliance Testing Manager at ivari, you will oversee the planning and execution of compliance controls testing. This involves a deep understanding of regulatory requirements and ivari policies to identify control gaps and ensure adherence to standards. Your expertise will contribute significantly to the effectiveness of the Distribution Compliance team.
Key Responsibilities:
• Manage the annual compliance review survey and audits
• Analyze survey results and draft recommendations
• Conduct comprehensive controls testing and report findings
• Track remediation status of open issues
• Perform market conduct reviews of life insurance agents
Requirements:
• Post-secondary education aligning with the position
• Audit designation: CPA, CMA, CGA, or C...