Job Profile Summary: In this role, you will oversee a team responsible for compliance reporting, misconduct analysis and data support for distribution channels. Reporting to the Head, Distribution Monitoring, you will ensure timely and accurate analytics, support investigations into misconduct matters, and provide meaningful insights to inform market conduct oversight. Job Description: Lead and supervise a team to deliver compliance reporting, misconduct analysis and analytics support for distribution channels within stipulated timelines.
Oversee data‑supported assessment of suspected agency misconduct, including trend consolidation, investigation support and documentation of findings.
Prepare and review accurate, well‑structured reports, dashboards and management information for internal stakeholders and regulators.
Support oversight of surveillance activities, ensuring timely follow‑ups and remediation tracking.
Engage distribution channels to obtain relevant information ...