Position Overview
Description
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Duties and Accountabilities
Perform onboarding of new clients / periodic review of existing clients for Asia Pacific Regions, including ad hoc client outreach within the stipulated deadlinesGather and collect all required KYC, Compliance or Regulatory documentation via internal or public searches, as well as through Client or Business OutreachHas a strong understanding of the client onboarding end to end process including the new global regulatory framework, credit, legal, AML/KYC, FATCA, CRS, MIFID and the role of various stakeholders involvedWorking with sales and trading desk to grow long term relationships with buy side clients as they organically grow with TDExpediting the ability to trade whilst ensuring all required stakeholders are engaged and risks minimizedMaintain client status updates current in the database to track and monitor workflowHandle client issues proactiv...