Position Overview
- Ensure compliance with regulatory requirements and internal policies for investment operations.
- Develop and implement compliance frameworks to monitor investment activities effectively.
- Advise stakeholders on regulatory changes and their implications for investment strategies.
- Conduct regular compliance reviews and audits to identify and address potential risks.
- Prepare and submit compliance reports to regulatory authorities and internal stakeholders.
- Collaborate with cross‑functional teams to ensure alignment with compliance standards.
- Provide training and guidance to the investment team on compliance matters.
- Manage relationships with regulatory bodies and external auditors.
The Successful Applicant
- A degree in Finance, Law, or a related field.
- In‑depth knowledge of compliance regulations within the insurance and financial services industry.
- Strong analytical and pr...