Description
Our client is seeking experienced Controls Testing candidates to support a growing operations risk and controls function. This role focuses on control testing rather than technical testing, with responsibility for evaluating the design and operating effectiveness of key controls across operational processes and business lines.

Ideal candidates will bring a combination of SOX or SOC exposure and controls testing or audit experience This is an excellent opportunity for candidates who can independently test controls, document results, and contribute in a fast-paced financial services environment.


Key Responsibilities

+ Perform control testing across operational processes to assess control design and effectiveness

+ Develop, execute, and document testing scripts, test plans, and results

+ Evaluate controls related to: Reconciliations, NFA checks, Fund transfers and Payment controls

+ Identify control gaps, breaks, ...