Become a vital member of Raymond James Ltd. as a Senior Associate in Information Compliance Risk Management. Focus on regulatory compliance, risk assessments, and data governance in a collaborative environment.
In this role, you will support the Compliance team by conducting risk assessments, maintaining regulatory inventories, and ensuring adherence to obligations. Your expertise will help bridge the gap between regulatory requirements and daily operational realities, contributing significantly to the firm's compliance strategy. You will partner with various stakeholders to enhance governance practices and support regulatory readiness.
Key Responsibilities:
• Execute risk assessments across compliance and governance
• Assist in developing testing and quality assurance protocols
• Monitor regulatory changes impacting data governance
• Compile compliance metrics for management reporting
• Support preparation for audits and regulatory inquiries
Requirements:
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