Position Overview
Job Opportunity: Head of Compliance - Financial Advisory Firm
Our client, a reputable entity in the Insurance sector, is seeking a skilled and experienced individual to lead their Compliance department, focusing particularly on compliance related Financial Advisory firms
The Head of Compliance will be responsible for:
Leading the development and implementation of compliance policies and procedures across the organization.Ensuring that all business activities are conducted in accordance with regulatory requirements and internal guidelines.Managing and overseeing compliance projectsProviding strategic guidance to senior management on compliance matters and risk management.Conducting regular compliance audits and reviews to ensure adherence to laws, regulations and policies.Training and mentoring compliance department staff, and providing guidance on complex compliance issues.Staying updated on new l...