Position Overview
Compliance Director
Location: London (4 days in the office, 1 day from home)
Company: FincSelect β a high-growth UK payments firm scaling its regulatory footprint and preparing to obtain its MiFID licence to extend into investment services.
About the role
Weβre looking for a Compliance Director who can take ownership of the regulatory journey β from strategy and governance through to dayβtoβday oversight, implementation, and engagement with the FCA.
Responsibilities
- Lead the compliance and regulatory affairs function as the business transitions from payments (EMI) to investment services under MiFID II.
- Define and implement a robust Compliance Monitoring Programme, ensuring ongoing oversight of conduct, operational, and prudential risks.
- Manage and develop a small but very capable, junior team.
- Act as the main liaison with the FCA β overseeing authorisation submissions, regulatory engagement,...