Supervise the Legal & Compliance Department and oversee branch compliance risks.
Maintain current knowledge of regulatory requirements, market trends, and industry best practices; keep management informed of any changes affecting decision-making.
Ensure adherence to the Compliance Program and internal policies in line with regulatory guidelines.
Address potential litigation matters promptly, collaborating with management to mitigate risks.
Liaise with regulatory authorities regarding compliance issues and ensure adherence to local regulations.
Develop and implement compliance monitoring and KYC/AML programs tailored for the branch.
Review the risk profile of new and existing accounts in compliance with KYC requirements.
Conduct transaction monitoring and ensure proper business conduct within the unit.
Prepare and submit reports to management on compliance monitoring ou...