4 days in the office.

A prestigious private bank with a significant and growing presence in the UK is seeking a Head of Compliance Monitoring, Risk and Policy.

About the Role

You will run the Compliance Risk Assessment (CRA) and the annual, risk-based Compliance Monitoring Plan (CMP) in addition to overseeing the control framework on a transversal basis.

Key Responsibilities

• Ongoing ownership and maintenance of the Compliance Risk Assessment (CRA) and the annual, risk-based Compliance Monitoring Plan (CMP).


• Act as the point of contact and Subject Matter Expert for Compliance monitoring activities executed by the Compliance Monitoring Team.


• Manage and maintain the Key Compliance Risk (KCR) library and Mandatory Monitoring List.


• Ownership and oversight for maintaining rule mapping documents for the Group.


• Maintain the annual CMP, including management of requests to updat...