Position Overview
Responsibilities
Regulatory Compliance
Liaise with MAS and other regulatory bodies on regulatory filings/submissions, inspections, and reporting obligations.Monitor regulatory developments and ensure timely implementation of new MAS requirements, guidelines, and circulars. Policies & Procedures
Develop and maintain compliance policies, procedures, and internal controls to meet MAS and global regulatory requirements.Ensure compliance frameworks are tailored to the unique operational characteristics and risks of our investment strategies. Monitoring & Surveillance
Oversee the compliance monitoring and testing program, including trade surveillance, AML/CFT screening, and personal account dealing reviews where applicable.Conduct or coordinate with group departments on compliance reviews and internal auditsMonitoring regulatory developments and updating internal policies accordingly. <...