Work closely with FCC, CROs, MGHs, ADU, and other relevant parties to coordinate and oversee activities related to client account opening, periodic reviews, triggered event reviews and changes of client circumstances.

Act as a Subject Matter Expert (SME), providing guidance to the Front Office on matters related to client life cycle management.

Prepare and deliver regular management information reports, updating senior management on the progress and status of client onboarding and review processes.

Conduct comprehensive due diligence and KYC assessments on client profiles, including source of wealth verification, transaction monitoring, and screening, in accordance with regulatory and internal requirements.

Identify, assess, and escalate potential AML/KYC risks to Business Management and Compliance as appropriate during the review process

Follow up with CRO/CSO to request supplementary documentation and e...