Lead operational excellence in regulatory compliance operations with AIMCo. This strategic role focuses on public markets and trading compliance, enhancing processes through technology and data-driven solutions.
AIMCo is looking for a Director of Regulatory Compliance Operations to report to the Managing Director, focusing on strengthening global compliance. With at least 8 years of relevant experience, you will design procedures to adapt to evolving regulations, implement governance controls, and ensure auditable processes. Collaboration with technology and stakeholder engagement is essential for identifying and resolving compliance issues.
Key Responsibilities:
• Lead execution of regulatory compliance operations
• Translate regulatory requirements into operational procedures
• Implement technology solutions for compliance monitoring
• Investigate alerts and validate data for disclosures
• Prepare documentation to support effective oversight
Requirements:
•...