Position Overview
Wholesale Commercial Insurance Broker; National – Digital First Platform – Real Time Rate, Quote & Bind The Director of Legal & Compliance is the seat for the person who will own it as their full-time job.
This individual will inherit a functioning compliance program across multiple entities and a real book of carrier and vendor relationships, and will be responsible for taking both to the next level:
- tightening the program, raising the bar on contracting, and putting the foundation in place for the next stage of growth.
- This is an individual contributor role reporting directly to the COO. DUTIES AND RESPONSIBILITIES COMPLIANCE PROGRAM OVERSIGHT • Take full ownership of the existing compliance program and mature it across both iBynd and SEMSEE entities — written policies and procedures, training, monitoring, internal audit, producer oversight, anti-fraud and AML obligations, and the compliance co...