⏰ Full-time

Derivatives Regulatory Reporting Operations Associate

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Phaxis LLC

                    Location
                    📍 New York County, New York, United States
                

                    Posted
                    📅 May 16, 2026
                

                    Work Type
                    ⏰ Full-time
                

Position Overview

                    Growing Broker dealer is seeking a highly skilled   Operations Regulatory Reporting Analyst to support regulatory reporting and control processes across Futures, Options, Swaps, Equities, and Fixed Income. This role ensures the firm meets all U.S. regulatory and exchange reporting obligations through accurate data, strong controls, and effective system support.
Responsibilities

Monitor and resolve daily regulatory reporting across CAT, CAIS, Dodd-Frank, CFTC Large Trader (Part 20), TRACE, and other regimes

Maintain regulatory and static data, exchange mappings, and reporting enrichment

Ensure compliance with Client, SEC, CFTC, OCC, NFA, and exchange requirements

Support regulatory change, system enhancements, and upgrades

Maintain procedures, controls, and regulatory inboxes

Identify, escala...

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Job Details

⏰

Employment Type

Full-time

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