Analysing new and existing customers’ profiles and transactions in the relevant sanctions, money laundering (ML) and terrorism financing (TF);
Providing relevant sanctions/ML/TF risk assessments of customers’ profiles and transactions, highlighting any key risk area(s) for attention;
Recommending effective risk mitigating strategies for senior management consideration; and
Implementing approved risk mitigating strategies by ensuring thorough and consistent execution
Key learnings and duties include the following activities:
Conducting Enhanced Customer Due Diligence reviews including Onboarding, PR, TER, name‑screening disposition, transaction review and Source of Wealth assessment;
Reviewing and/or filing of internal Suspicious Transaction Reports (UTR) to assess if further escalation to Regulatory Compliance Unit for STR filing is required;