Position Overview
SecuritiesTransfers Ensure all relevant approval is obtained and instruction provided by Business adheres to client's signing mandate and procedure Close liaison and coordination with various parties including Front Office, internal departments, custodians and counterparties Proficient in managing daily requests for security transfer from initiation of request to completion Timely and accurate processing of security transfer request Effective management and resolution of failed transfers Adherence to procedures, control guidelines, market regulation and compliance framework Provide seamless and efficient service to front office Escalate any deviation to procedure Control Effective management of stock and cash breaks Perform end-of-day control checks Perform Risk & Control Self-Assessment (RCSA) checks Ensure any exception handling is as per exception handling framework QueryManagement Ensure all queries from Business are resolved within expected timeframe or escalated to the correct pa...