Assisting in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM.
Assisting with regulatory inquiries and/or examinations.
Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product.
Preparing, editing and maintaining Compliance program related materials.
Assisting in the development and administration of Compliance training for the supported function/business/product.
Researching rules and rule changes and assisting in implementing policies, procedures or other controls necessary to comply with the rules/regulations.
Additional duties as assigned.
Qualifications
Knowledge of Compliance laws, rules, regulations, risks an...