Position Overview
About the Role We are seeking an experienced Compliance Officer to oversee the regulatory compliance framework of a MAS-regulated capital markets services business focused on OTC derivatives and leveraged foreign exchange trading. You will be responsible for ensuring compliance with MAS regulations, managing regulatory engagement, and supporting a strong culture of governance, risk management, and compliance across the organisation.
Key Responsibilities - Ensure ongoing compliance with the Securities and Futures Act (SFA), MAS Notices and Guidelines, AML/CFT regulations, and other applicable regulatory requirements.
- Develop and execute the compliance monitoring programme, including reviews relating to onboarding, marketing materials, trading conduct, disclosures, and conflicts management.
- Draft, review, and maintain compliance policies, procedures, and governance frameworks to ensure alignment with MAS expectations and industry standar...