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Compliance Officer, Registrations

CI Financial
Location 📍 toronto, Canada
Posted 📅 June 01, 2026
Work Type ⏰ Full-time

Position Overview

Compliance Officer, Registrations

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Description

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so.

We are seeking a dedicated Compliance Officer to join our Registrations Department. The Registrations Department oversees the licensing and registration processes for affiliated firms and individuals registered with regulatory bodies such as the Canadian Investment Regulatory Organization (CIRO), provincial securities commissions, the Autorité des marchés financiers (AMF) and applicable U.S. state securities regulators. The Compliance Officer will ensu...

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Job Details

Employment Type
Full-time
📊
Category
Legal
🏠
Work Arrangement
On-site
📍
Location
toronto, Canada