Position Overview
A leading international financial services firm in Paris is seeking a Compliance Officer to oversee regulatory compliance, market conduct monitoring, and compliance risk management within a dynamic capital markets environment.
Responsibilities
Monitor client compliance matters, including service suitability and product eligibility in line with MiFID II requirementsEnsure compliance with applicable financial regulations, including MiFID II, MiFIR, and MARConduct market activity surveillance and monitor trading-related compliance risksMaintain and update the compliance control framework and related proceduresMonitor adherence to internal and external regulatory requirements, including ACPR obligationsPerform regulatory watch activities and identify emerging compliance risksAssess non-compliance risks and integrate findings into the broader risk mapping frameworkSupport and g...