Job Rank: VP/SVP Position Type: Permanent Role Objectives The role of the Compliance Manager is to help the company and employees achieve internal and external compliance. Compliance manager will be involved in the investment process, interact closely with transaction, legal, tax team etc, and manage extensive relationships with external counterparties. Key Accountabilities: 1.

Investment Process Control. o Ensure all critical aspects throughout the whole investment process, e.g.

investment decision making, external advisor engagement etc, compliant with regulatory and internal requirements. o Identify and manage compliance risk in investment related activities. o Assess internal investment-related policies in terms of effectiveness and integrity 2.

AML/KYC and other Regulatory Compliance o Manage the whole AML/KYC process during acquisition and post investment with various counterparties, and make relevant record. o Closely monitor development in AML/KYC, sanct...