about the company Our client is a Capital Markets Services licensed Asset Manager recruiting for a highly experienced Compliance Lead.
about the job
This is a pivotal role designed for a proactive professional to lead the entire compliance framework for a growing fund management business. Oversee and implement a comprehensive regulatory framework ensuring alignment with the Securities and Futures Act and relevant MAS guidelines.
Manage all regulatory interactions, including submissions, audits, and ongoing communications with statutory bodies.
Monitor investment and trade activities to ensure strict adherence to mandates, internal restrictions, and personal trading policies.
Execute detailed portfolio compliance reviews for various fund structures and managed accounts across both mandates.
Cultivate an organizational environment rooted in integrity by championing ethical standards and high compliance awareness across all business units.
skills and experience requir...