Position Overview
Position: Malaysia Compliance COE – Supporting Role
This position supports the Malaysia Compliance Center of Expertise (COE), a global support role responsible for implementing compliance procedures and policies for the Global Wealth & Asset Management (GWAM) Compliance Center of Expertise across Asia, Europe and North America.
Responsibilities
- Work closely with GWAM CoE Leads to implement compliance procedures and policies in accordance with GWAM compliance global platforms and standards, supporting all regulatory requirements and internal guidelines for GWAM and Manulife Investment Management.
- Assist in preparing reports for local and overseas regulatory authorities, and other third parties including the funds’ trustee, industry associations and institutional clients.
- Assist the Head of Compliance (Malaysia COE) in making recommendations for improvement of compliance policies and supporting process efficiency and effectiveness.