Compliance Executive, COE Hub (Malaysia)

This position supports the Malaysia Compliance COE function, assisting the Global Wealth & Asset Management (GWAM) Compliance Center of Expertise (CoE) across Asia, Europe, and North America.

Position Responsibilities

• Work closely with GWAM CoE Leads to implement compliance procedures and policies in accordance with GWAM Compliance global platforms and standards, supporting all regulatory requirements and internal guidelines for GWAM and Manulife Investment Management.
• Assist in preparing reports for local and overseas regulatory authorities and third parties including funds’ trustees, industry associations, and institutional clients.
• Assist the Head of Compliance (Malaysia COE) in recommending improvements to compliance policies and processes for efficiency and effectiveness.
• Perform compliance monitoring and testing as assigned.
• Assist in compliance related project...