Position Overview
The Compliance Associate is responsible in performing internal audit and produce audit report based on guidelines and procedures, develop compliance policies, provide support to Business Units in order to maintain internal control framework.
Job Responsibilities:
Assist and support in audit testing, identify internal control issues/exceptions, report, follow up and verification of issue closure. Coordinate, gather and prepare guidelines and procedures if needed to meet audit requirements. Develop and maintain compliance policies and procedure to meet regulatory and company requirements. Liaise and provide assistance on regulatory requirements to managers and Business Units within the organisation to meet client's needs and expectation. Support and conduct compliance investigation and propose remedial measures in order to improve process. Provide support to maintain internal control framework within the organisation.