Position Overview
Compliance Analyst (Personal Account Dealing)Millennium Management is a global investment management firm founded in 1989 that manages approximately $74 billion in assets. Millennium has more than 2,300 employees with offices in the United States, Europe and Asia. Over the last 25+ years, our mission has remained constant: to deliver the alternative investment industry’s highest quality returns to our investors, and to maintain a commitment to our principles of integrity, discipline and excellence.
Responsibilities:
Assist in the maintenance of Millennium’s compliance program and records with a primary focus on Personal Account Dealing (PAD) policy and controls.Review of employee personal account dealing requests and queries in line with Millennium’s policies and procedures. Lead and find appropriate resolutions to internal PAD related queries.Collect, process and analyze large data sets in a timely manner, including, for example, employ...