Description
Job Summary
The Compliance Analyst will review electronic communications flagged by surveillance tools to identify potential breaches of CIRO rules, internal policies, and conduct standards. You will perform initial investigations, document findings, and escalate complex or high‑risk matters to compliance staff. This role requires strong regulatory knowledge, analytical rigor, and excellent written communication.
Project:
This role supports the tail end of a major initiative to stand up a new electronic communications surveillance program. The team is:
Reducing false positives and refining detection logic.
Establishing workflows, escalation paths, and documentation standards.
Building a sustainable long‑term operating model for communication oversight.
Key Responsibilities
Review electronic communications (email, Teams, LinkedIn, WhatsApp) sent by CIRO‑registered salespeople.
Analyze alerts generated by email alert tool to identify potential c...