Job Responsibilities

The role supports the implementation, updating, and application of compliance policies and procedures—including the corporate Code of Conduct—and contributes to monitoring regulatory obligations, managing regulatory communications, and performing independent reviews of compliance with internal and external requirements. The analyst manages individual priorities aligned with team objectives, delivers results with urgency, identifies improvement opportunities, and promotes a culture of belonging, learning, and continuous improvement while recognizing and managing risks associated with the function.

• Support the drafting, updating, and application of manuals, policies, and procedures to ensure the entity’s regulatory compliance
• Coordinate and submit correspondence and responses to requests from regulators, internal/external audits, with the appropriate supervision.
• Prepare materials for review by the Compliance team...