Flexible Work, Better Balance
Since launching in 1989, CMC Markets (CMC) has become one of the world's leading online financial trading businesses. CMC is listed on the London Stock Exchanges and serves retail and institutional clients through regulated offices and branches in 13 countries.
SUMMARY OF ROLE
The role supports the firm’s regulatory obligations under the FCA’s Client Assets Sourcebook (CASS) by providing day-to-day oversight, assurance and subject-matter expertise across CMC Markets’ UK regulated entities. Operating at Senior Specialist / Principle Specialist level, the position contributes to the design, maintenance and continual enhancement of the firm’s CASS control framework.
ROLE AND RESPONSIBILITIES
Governance & Oversight
Support the operation of the firm’s CASS Governance Framework, ensuring clear ownership and accountability of CASS responsibilities across business areas.
Prepare content and contribute to the monthly CASS Governa...