Job Title: Case Checker
Department: Compliance / Advice Quality Assurance
Location: Hoxton Wealth (UK)
Reporting To: Head of Compliance

Role Purpose

The Case Checker is responsible for reviewing client advice files to ensure they meet regulatory requirements, internal compliance standards, and Hoxton Wealths advice quality framework. The role provides independent oversight of the suitability and appropriateness of advice provided by advisers, ensuring positive client outcomes, consistency, and alignment with FCA, MiFID II, and global regulatory expectations.

The Case Checker plays a key part in protecting the firm from regulatory risk, supporting Consumer Duty obligations, and maintaining high professional standards across the advice process.

Key Responsibilities

File Reviews & Quality Assurance

• Conduct pre-sale and post-sale case file checks across pensions, investments, prote...