Flexible Work, Better Balance
Job Description: Position Summary Guggenheim Securities is the investment banking and capital markets division of Guggenheim Partners, a global investment and advisory firm. The firm provides advisory, sales and trading, and research services to institutional investors and corporate clients. The Business Controls Group (BCG) serves as Guggenheim Securities' designated first line of defense, providing delegated supervisory oversight of the firm's Sales & Trading and Equity Research operations. BCG designs, implements, and maintains a comprehensive surveillance framework to detect potential violations of regulatory rules and internal policies and procedures. Residing within the Business Unit, BCG partners directly with Supervisors and collaborates with Compliance, Legal, and Operations to ensure a strong and proactive control environment. The BCG Analyst supports the team's mission of safeguarding the firm's regulatory and operational integrity. Working under the guidance ...