Position Overview
About the role
Our Compliance team blends regulatory expertise with data‑driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast‑moving, digital environment they stay one step ahead by finding smart, scalable ways to manage conduct risk.
We’re looking for a Business Compliance Manager to act as a first‑line compliance partner for our Wealth & Trading business.
What you’ll be doing
- Act as a first‑line compliance partner for Wealth & Trading, with a primary focus on marketing communications and financial promotions.
- Review and approve marketing materials to ensure they are fair, clear, balanced and not misleading, with appropriate risk disclosures and disclaimers.
- Advise on the regulatory differences between marketing materials, investment research and investment advice, and how each should be treated in practice.
- Work closely with Product, Marketing a...