Position Overview
Business Compliance Consultant
Red Recruitment is looking to recruit experienced compliance consultant with previous pensions and investments experience and a good awareness of the UK regulatory environment.
The salary is up to £52000 per annum and the successful candidate must have previous compliance experience.
Benefits and Package for a Business Compliance Consultant:
Salary: Competitive
Hours: Full-time
Contract Type: Permanent
Location: Liverpool
Generous Holiday AllowanceKey Responsibilities of a Business Compliance Consultant:
Carry out file reviews and maintain a log of checks undertaken:
Check all documentation for completeness and consistency
Review and assess Adviser recommendations to clients for suitability and for compliance with internal procedures and wider legislation, in respect of the firm's discretionary managed service, ISAs, Pension, annuity broking, pension transfers/switches & drawdown. Communicate any fi...